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© All Rights Reserved. ApplyBlast.com
Stifel
The Compliance Manager-Asset Management oversees daily department activities, ensuring compliance with firm policies and regulatory rules for Stifel's asset management affiliates. The role involves training staff, monitoring regulatory developments, and developing procedures to implement new regulations. This position reports to the Chief Compliance Officer of Asset Management and serves as a liaison between Compliance and business areas.
Headquarters
St. Louis, Missouri, United States
Company Size
5001-10000 employees
Founded
1890
Stifel is a full-service brokerage and investment banking firm. It provides securities brokerage, investment banking, trading, investment advisory, and related financial services. Its client base includes individual investors, professional money managers, businesses, and municipalities. Stifel serves both retail and institutional clients with comprehensive financial solutions and capital markets expertise.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Stifel.