Compliance Manager - Complaints & Investigations
Transamerica(1 month ago)
About this role
Manager-level compliance role responsible for leading Transamerica’s World Financial Group Canada compliance program to ensure regulatory adherence across life insurance and mutual fund distribution channels. The position acts as the primary organizational point for maintaining compliance governance, regulatory relationships, and program oversight within the company.
Required Skills
- Complaint Handling
- Agent Investigations
- Regulatory Monitoring
- Compliance Reporting
- Process Improvement
- Stakeholder Liaison
- Risk Assessment
- Team Management
- Documentation
Qualifications
- Post-secondary Degree in Business, Finance, Law or Related Field
- IFIC
- Canadian Securities Course (CSC)
- Life License Qualification Program (LLQP)
About Transamerica
transamerica.comLet Transamerica help you live your best life and build financial security. Explore our customizable life insurance, retirement, and investment solutions.
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