Compliance Manager, Compliance
CLSA(5 months ago)
About this role
A Senior Compliance professional at a securities brokerage focused on ensuring adherence to Korean capital markets regulations. The role supports governance and oversight to maintain regulatory standards and strong relationships with local regulators.
Required Skills
- Regulatory Knowledge
- Compliance Monitoring
- Investigations
- Policy Development
- Client Onboarding
- AML
- Due Diligence
- Detail Oriented
- Communication
- MS Office
+2 more
Qualifications
- Bachelor's Degree
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