Fidelity Canada
The Compliance Manager FCC manages end-to-end account opening processes for complex accounts, ensuring compliance with AML, QI/FATCA/CRS, and other regulatory requirements. The role involves reviewing documentation, providing guidance on regulatory matters, and collaborating with cross-functional teams to maintain process alignment. Additionally, the position supports daily compliance operations, training, and incident escalation.
Fidelity Investments Canada offers Mutual Fund and ETFs investing to help you reach your financial goals.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Fidelity Canada.
Business Compliance Officer - Client Lifecycle Specialist
Shelby County Government of Tennessee
Director‑Compliance
NexusSearch International Limited
Compliance Officer - Onboarding Private
Swissquote
Forensic (FATCA / CRS), Associate to Senior Associate
KPMG
Officer 2, Operational Compliance
Private Markets Group Ltd
Compliance Manager
SKS Enterprises LLC