Nova Wealth
NOVA Wealth is seeking a Compliance Manager to serve as the internal regulatory authority on advice quality, ensuring suitability and compliance across investments, pensions, protection, and mortgages. The role involves running monitoring programmes, interpreting FCA rules, and supporting advisers with technical guidance to maintain high standards. This position requires deep technical knowledge of financial advice regulations and a practical approach to embedding compliance within the business.
Nova Wealth is an Australian financial advisory firm that provides expert, goals-based financial advice to help individuals, families, and business owners grow and protect their wealth. Their services include money management, retirement planning, investment structures, superannuation, tax planning, personal insurance, and family wealth management. They serve a range of clients including young professionals, small business owners, retirees, and high-net-worth individuals and families.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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Nova Wealth didn’t post a salary, so this is our estimate from similar listings.