oraclecloudinfrastructure
The Compliance Manager serves as a key member of the Compliance team, providing advisory and surveillance coverage for the firm's Traditional and Block Futures/Commodities businesses and Swap activities. The role supports the Futures Commission Merchant's guarantor responsibilities and partners closely with front-office, risk, operations, and technology teams to ensure robust compliance frameworks and regulatory adherence. This position requires strong analytical skills and a deep understanding of CFTC and NFA regulations to manage compliance risks and support regulatory examinations.
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Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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