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Compliance Manager at Invesco - ApplyBlast

Compliance Manager

Invesco

10 days ago

3.8 on Glassdoor

New York, New York, United States

Hybrid

Full Time

Manager

0 applicants

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About this role

The Compliance Manager serves as a key member of the Americas Compliance Monitoring team, executing risk-based compliance reviews, surveillance activities, and monitoring initiatives across Invesco's investment management businesses. The role involves assessing compliance risks, evaluating control effectiveness, and preparing reports for senior management and the Funds' Board of Directors. Additionally, the position requires partnering with stakeholders to validate management action plans and leveraging data analytics to support compliance testing and surveillance.

Responsibilities

Execute risk-based compliance reviews and surveillance activities
Assess compliance risks and evaluate control design and effectiveness
Prepare reports and presentations for senior management and Board of Directors

Skills

Qualifications

Bachelor's degree in Accounting, Finance, Business Economics or related business field

About Invesco

invesco.com

Headquarters

Atlanta, Georgia, United States

Company Size

5001-10000 employees

Founded

1935

View Profile

Invesco is a global investment management company offering a wide range of investment products and services, including ETFs, mutual funds, and institutional strategies. The firm serves individual investors, financial professionals, and institutional clients across the Americas, Asia Pacific, Europe, and the Middle East. Invesco operates multiple regional platforms and branded investment vehicles, such as Invesco QQQ and CollegeBound529.