Compliance Manager/AD, WM Compliance, Compliance
CLSA(1 day ago)
About this role
An experienced compliance professional is sought to oversee regulatory and compliance activities within the Wealth Management Compliance team. The role involves providing guidance on regulations, managing policies, and ensuring adherence to compliance standards in the wealth management sector.
Required Skills
- Regulatory Compliance
- Financial Services
- Policy Development
- Risk Management
- Audit
- Regulatory Engagement
- Training
- Breach Management
- Reporting
- Financial Regulations
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