Compliance Officer (Asset Management)
Titan Wealth Holdings Limited(25 days ago)
About this role
The Compliance Officer supports the SMF16/17 functions within Titan Wealth’s institutional asset management division, focusing on investment funds domiciled in the UK and Ireland. The role covers compliance for UCITS, AIFs, and ICAVs sold via platforms, group firms, and model portfolios distributed to retail clients. It sits within a dynamic, values-driven environment that emphasises creativity, commitment, and collaboration. The position also contributes to broader firm-wide projects and governance reporting.
Required Skills
- Compliance Oversight
- Compliance Monitoring
- Policy Management
- Project Input
- Breach Management
- Error Resolution
- PA Dealing Monitoring
- Gifts And Entertainment
- Financial Promotions Review
- Management Reporting
+9 more
Qualifications
- IMC
- CISI Compliance Exams
About Titan Wealth Holdings Limited
titanwh.comTitan Wealth is a UK-based wealth management and financial planning firm that provides personalised investment management, retirement and pension advice, and tax-aware financial planning. The company combines experienced advisers with technology-enabled reporting to build and monitor tailored portfolios and long-term financial plans. Titan Wealth serves individuals, families and business owners seeking to grow, protect and transition their wealth with clear fees and ongoing advice.
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