Compliance Officer, Compliance
CLSA(1 month ago)
Hong KongOnsiteFull TimeJunior$42,161 - $57,293 (estimated)Compliance
Apply NowAbout this role
A Compliance Officer at CITIC CLSA sits within the Central Compliance team and helps ensure the firm adheres to applicable laws, rules and regulations. The role supports maintenance of the compliance framework and contributes to regulatory readiness across the organization.
Required Skills
- SFC Licensing
- Compliance Declarations
- Regulatory Notifications
- Recordkeeping
- Training
- System Enhancement
- Process Improvement
- Audit Handling
- Regulatory Reporting
- Communication
+2 more
Qualifications
- Master Degree in Business
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