Compliance Officer, Compliance
CLSA(2 months ago)
About this role
A Compliance/Trade Surveillance Analyst at CITIC CLSA monitors electronic communications and trading activity to detect potential insider trading and market manipulation. The role supports investigations, regulatory reporting, and ongoing enhancement of the trade surveillance framework while collaborating with internal stakeholders and external vendors.
Required Skills
- Trade Surveillance
- Electronic Communications
- Investigations
- Insider Trading
- Market Manipulation
- STR Reporting
- AML
- SMARTS
- ComplySci
- World Check
+5 more
Qualifications
- Bachelor's in Commerce
- Master's in Finance/Banking
Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at CLSA
Similar Jobs
Senior Trade Surveillance Analyst
Lloyds Bank(1 month ago)
Associate - Surveillance
Clear Street(30 days ago)
Trade Surveillance Manager
Shell Energy Operations Pty Ltd(4 days ago)
Process Associate
Guidehouse(2 months ago)
Head Of Trade Surveillance
TD Bank Group(26 days ago)
Compliance Monitoring & Surveillance - Manager
State Street(27 days ago)