Compliance Officer, Compliance
CLSA
About this role
A Compliance/Trade Surveillance Analyst at CITIC CLSA monitors electronic communications and trading activity to detect potential insider trading and market manipulation. The role supports investigations, regulatory reporting, and ongoing enhancement of the trade surveillance framework while collaborating with internal stakeholders and external vendors.
Skills
Qualifications
About CLSA
clsa.comN/A
Recent company news
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About CLSA
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for CLSA.
Salary
$72k – $98k
per year