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Compliance Officer, Compliance at CLSA - ApplyBlast

Compliance Officer, Compliance

CLSA

7 months ago

Pune, Maharashtra, India

Onsite

Full Time

Junior

0 applicants

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About this role

A Trade Surveillance Analyst is responsible for monitoring and investigating market activities related to APAC Equities and Derivatives transactions. The role involves analyzing alerts, participating in compliance projects, and ensuring effective surveillance and reporting processes.

Skills

Qualifications

Bachelor’s in Commerce and Finance/Banking

About CLSA

clsa.com

Headquarters

Taikoo Shing, Hong Kong Island, Hong Kong

Company Size

1001-5000 employees

Founded

1986

View Profile

CITIC CLSA is a leading Asian capital markets and investment group offering institutional brokerage, asset management, and investment banking services. The firm provides Global Equities, Fixed Income, Corporate Finance & Capital Markets, Equity Derivatives, and Wealth Management solutions. CLSA connects institutional investors to ideas and companies to capital across global markets.