Compliance Officer , Director, Global Advisory - 1 year FTC
Rothschild &(2 months ago)
About this role
This is a compliance manager role within Rothschild & Co’s Global Advisory (GA) Compliance team supporting the private-side GA business across the UK and selected international jurisdictions. The position reports to the Head UK GA Compliance and is based in Capital House as part of the firm’s UK compliance function.
Required Skills
- Compliance Advisory
- Regulatory Knowledge
- Takeover Code
- Listing Rules
- MiFID
- MAR
- Record Keeping
- Policy Development
- Training Delivery
- Risk Assessment
+3 more
About Rothschild &
rothschildandco.comRothschild & Co is one of the world’s largest independent financial advisory groups, employing 4,200 people in over 40 countries across the world, delivering a unique global perspective across four market-leading business divisions; Global Advisory, Asset Management, Wealth Management and Merchant Banking.
View more jobs at Rothschild & →Apply instantly with AI
Let ApplyBlast auto-apply to jobs like this for you. Save hours on applications and land your dream job faster.
More jobs at Rothschild &
Similar Jobs
Compliance Advisory Officer
Adyen(1 month ago)
Transaction Advisory Services Manager
RSM US LLP(1 month ago)
Legal Counsel – Global Advisory
T. Rowe Price(1 month ago)
Real Estate Advisory, Associate Director
Grant Thornton UK LLP(2 months ago)
Compliance Officer
Markel(1 month ago)
Regulatory Compliance Officer – Portugal
PayByPhone(1 month ago)