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Compliance Officer, Electronic Communications (E-Comms) Surveillance at CIBC - ApplyBlast

Compliance Officer, Electronic Communications (E-Comms) Surveillance

CIBC

2 months ago

4.3 on Glassdoor

Toronto, Ontario, Canada

Hybrid

Full Time

Junior

0 applicants

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About this role

The Compliance Officer, Electronic Communications (E-Comms) Surveillance supports and executes the CBWMC E‑Comms Surveillance program by monitoring, reviewing, and escalating electronic communications of Canadian securities registrants across various business lines. The role involves conducting surveillance, initial investigations, reporting findings, and contributing to continuous improvement of compliance processes.

Responsibilities

Conduct surveillance of electronic communications
Perform initial investigations and escalate findings
Prepare reports and documentation for compliance management

Skills

Qualifications

University degree in Business, Finance, Law or related disciplineCanadian Securities CourseConduct and Practices HandbookOptions Supervisors CourseBranch Managers Course

About CIBC

cibc.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

Founded

1867

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CIBC (Canadian Imperial Bank of Commerce) is one of Canada’s major banks providing personal, business and wealth management services. It offers everyday banking, credit cards, mortgages, loans, investing and financial advice through branches, phone and online/mobile channels. CIBC serves individuals, small businesses and institutional clients with digital tools, financial planning and specialized products such as private and commercial banking. Customers rely on CIBC for its broad product suite, omnichannel access and Canadian market presence.