CLSA

Compliance Officer, Financial Crime, Compliance

CLSA(1 month ago)

Hong KongOnsiteFull TimeMedior$71,068 - $96,066 (estimated)Legal and Compliance
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About this role

The Compliance Officer, Financial Crime is a member of CLSA’s Regional Financial Crime Compliance team within Legal and Compliance, reporting to the Regional Head of Financial Crime Compliance. The role sits within the firm’s regional compliance organization and supports firm-wide AML/CFT and sanctions obligations while interacting with business, operations, support functions and the Beijing headquarters.

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Required Skills

  • AML
  • KYC
  • Sanctions
  • Monitoring
  • Screening
  • Risk Assessment
  • Remediation
  • Policy Updates
  • Data Analysis
  • MS Office

+3 more

Qualifications

  • Master Degree (Law/Accounting preferred)

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