CLSA

Compliance Officer, Financial Crime, Compliance

CLSA(5 months ago)

Hong KongOnsiteFull TimeMedior$71,068 - $96,066 (estimated)Legal and Compliance
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About this role

The Compliance Officer, Financial Crime will be part of CSI’s Regional Financial Crime Compliance team within Legal & Compliance, reporting to the Regional Head of Financial Crime Compliance. The role supports the maintenance of the firm’s financial crime compliance framework and ensures regulatory adherence across entities.

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Required Skills

  • AML
  • KYC
  • Compliance Testing
  • Internal Audit
  • Risk Assessment
  • Client Screening
  • Data Analysis
  • MS Office
  • SAS
  • Communication

Qualifications

  • Degree in Law, Accounting or Related Discipline

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