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Compliance Officer – Private Clients & Structured Solutions/Transaction Banking at Vontobel - ApplyBlast

Compliance Officer – Private Clients & Structured Solutions/Transaction Banking

Vontobel

3 months ago

3.8 on Glassdoor

Zurich, Switzerland

Onsite

Full Time

Senior

0 applicants

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About this role

A Compliance Officer for Private Clients and Structured Solutions supports a leading Swiss private bank in developing regulatory frameworks and providing day-to-day compliance advice. The role involves monitoring Swiss, EU, and international regulations like MiFID II and FinSA to ensure adherence across jurisdictions while collaborating with front-office, legal, and risk teams.

Responsibilities

Support and drive the Group Compliance framework across private clients and structured solutions
Monitor and interpret Swiss, EU, and international financial regulations
Provide pragmatic, risk-based compliance advice to business areas
Contribute to product governance approvals and target market assessments
Support compliance controls, breach handling, and regulatory reporting