Compliance Officer
Upstox(1 month ago)
About this role
The Compliance Officer at Upstox will oversee and ensure adherence to all regulatory, legal, and internal compliance requirements for the GIFT City SBU in line with IFSCA and other applicable guidelines. The role works directly with the Board to design, implement, and monitor robust compliance and governance frameworks. It also involves close interaction with regulators, auditors, and internal stakeholders to maintain strong risk management and reporting practices. The position is based in GIFT City, Gujarat, within the Legal & Compliance function of a fast-growing fintech platform.
Required Skills
- Regulatory Compliance
- Legal Compliance
- Policy Development
- Process Monitoring
- Regulatory Interpretation
- Stakeholder Management
- Risk Management
- Governance Oversight
- Regulatory Liaison
- Audit Coordination
+10 more
Qualifications
- Professional Qualification
- PG Degree In Finance
- PG Degree In Law
- PG Degree In Accountancy
- PG Degree In Business Management
- PG Degree In Commerce
- PG Degree In Economics
- PG Degree In Capital Markets
- PG Degree In Banking
- PG Degree In Insurance
+6 more
About Upstox
upstox.comUpstox is an Indian online brokerage and investment platform that lets retail users trade stocks, derivatives (F&O), IPOs, mutual funds, SIPs, and other products on NSE and BSE. It provides web and mobile apps with advanced charting, market data, research, and tools tailored for both active traders and long‑term investors. The service emphasizes a low‑cost, user‑friendly experience and digital account opening. Upstox serves a large retail base, marketing itself to over 1.3 crore+ customers.
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