Compliance Officer

Upstox(1 month ago)

GIFT City, GujaratOnsiteFull TimeSenior$96,746 - $131,747 (estimated)Legal & Compliance

About this role

The Compliance Officer at Upstox will oversee and ensure adherence to all regulatory, legal, and internal compliance requirements for the GIFT City SBU in line with IFSCA and other applicable guidelines. The role works directly with the Board to design, implement, and monitor robust compliance and governance frameworks. It also involves close interaction with regulators, auditors, and internal stakeholders to maintain strong risk management and reporting practices. The position is based in GIFT City, Gujarat, within the Legal & Compliance function of a fast-growing fintech platform.

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Required Skills

Regulatory Compliance
Legal Compliance
Policy Development
Process Monitoring
Regulatory Interpretation
Stakeholder Management
Risk Management
Governance Oversight
Regulatory Liaison
Audit Coordination

+10 more

Qualifications

Professional Qualification
PG Degree In Finance
PG Degree In Law
PG Degree In Accountancy
PG Degree In Business Management
PG Degree In Commerce
PG Degree In Economics
PG Degree In Capital Markets
PG Degree In Banking
PG Degree In Insurance

+6 more

About Upstox

upstox.com

Upstox is an Indian online brokerage and investment platform that lets retail users trade stocks, derivatives (F&O), IPOs, mutual funds, SIPs, and other products on NSE and BSE. It provides web and mobile apps with advanced charting, market data, research, and tools tailored for both active traders and long‑term investors. The service emphasizes a low‑cost, user‑friendly experience and digital account opening. Upstox serves a large retail base, marketing itself to over 1.3 crore+ customers.