Compliance Officer
Upstox
About this role
The Compliance Officer at Upstox will oversee and ensure adherence to all regulatory, legal, and internal compliance requirements for the GIFT City SBU in line with IFSCA and other applicable guidelines. The role works directly with the Board to design, implement, and monitor robust compliance and governance frameworks. It also involves close interaction with regulators, auditors, and internal stakeholders to maintain strong risk management and reporting practices. The position is based in GIFT City, Gujarat, within the Legal & Compliance function of a fast-growing fintech platform.
Skills
Qualifications
About Upstox
upstox.comUpstox is an Indian online brokerage and investment platform that lets retail users trade stocks, derivatives (F&O), IPOs, mutual funds, SIPs, and other products on NSE and BSE. It provides web and mobile apps with advanced charting, market data, research, and tools tailored for both active traders and long‑term investors. The service emphasizes a low‑cost, user‑friendly experience and digital account opening. Upstox serves a large retail base, marketing itself to over 1.3 crore+ customers.
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About Upstox
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Upstox.
Salary
$97k – $132k
per year