Compliance Officer
SEI (1 month ago)
About this role
A Senior Compliance Officer at SEI Investments (Europe) Ltd sits within the Compliance department supporting the firm's regulatory and governance functions for the UK business. The role provides technical and operational support to the Compliance team and acts as a coordination point between compliance, senior management and business stakeholders in a hybrid working environment.
Required Skills
- Compliance
- Regulatory Knowledge
- FCA Rules
- MiFID
- UCITS
- Policy Writing
- Stakeholder Management
- Financial Promotions
- Risk Management
- Reporting
+5 more
About SEI
seic.comSEI is a global provider of technology and investment solutions serving financial institutions, wealth managers, asset managers, corporations and affluent families. The firm offers outsourced investment management and administration, investment processing and operations, and integrated technology platforms for portfolio management, reporting and client servicing. By combining proprietary software, operational outsourcing and investment expertise, SEI helps clients scale, streamline operations, enhance reporting and manage risk and compliance. Clients choose SEI for its customizable, end-to-end solutions and industry experience across global markets.
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