Compliance Officer
Mizuho Financial
About this role
A Vice President Compliance Officer at a New York-based asset manager ensures compliance with regulations, reviews marketing documents, conducts surveillance activities, prepares reports, manages training, and assists with regulatory filings.
Skills
Qualifications
About Mizuho Financial
mizuhogroup.comMizuho Financial Group is a financial partner that helps customers shape their future and achieve their dreams.
Recent company news
Asset Servicing TimesMizuho Financial Group selects FIS
7 hours ago
Yahoo FinanceFIS Helps Mizuho Financial Group Navigate New Regulatory Reporting Requirements
1 day ago
MarketBeatOrion Porfolio Solutions LLC Sells 169,895 Shares of Mizuho Financial Group, Inc. $MFG
12 hours ago
FF News | Fintech FinanceFIS Helps Mizuho Financial Group Navigate New Regulatory Reporting Requirements
12 hours ago
marketscreener.comTranche Update on Mizuho Financial Group, Inc.'s Equity Buyback Plan announced on November 14, 2025.
10 hours ago
About Mizuho Financial
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
Unlock Company Insights
View leadership team, funding history,
and employee contacts for Mizuho Financial.
Salary
$125k – $165k
per year
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