Compliance Officer

A Compliance officer at TP ICAP Group supports the Automated Trading Services and EQS sales-trading businesses by providing day-to-day compliance supervision, handling regulatory inquiries, and maintaining compliance monitoring programs. Based in Hong Kong, this trading floor role collaborates with senior management, desk heads, and audit functions to enforce regulatory requirements and conduct periodic reviews. The position requires fostering a compliance culture within Liquidnet Hong Kong and offering strategic advice on conduct of business requirements.