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Haitong International Securities Group
The Compliance Officer supports the administration and monitoring of the firm's Compliance and Anti-Money Laundering (AML) programs to ensure regulatory adherence. Key duties include managing AML reviews, overseeing broker-dealer licensing, filing regulatory reports, and investigating compliance issues while maintaining internal controls.
Headquarters
Central, Hong Kong Island, Hong Kong
Company Size
501-1000 employees
Founded
1973
Haitong International Securities Group is a Hong Kong-based financial services company offering a comprehensive range of investment and capital market services. Its business covers wealth management, corporate finance, asset management, global markets (including equity and fixed income sales and trading), and investment. The company serves both individual and institutional clients globally, with a presence spanning major financial centers including New York, London, Singapore, Hong Kong, Tokyo, Sydney, and Mumbai.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Haitong International Securities Group.
Haitong International Securities Group didn’t post a salary, so this is our estimate from similar listings.
27% below the average for this role