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Compliance Officer at Neuberger Berman - ApplyBlast

Compliance Officer

Neuberger Berman

2 months ago

4.0 on Glassdoor

London, England, United Kingdom

Hybrid

Full Time

Senior

0 applicants

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About this role

Neuberger is seeking an experienced Compliance Officer to support marketing and distribution compliance across EMEA and LatAm. The role involves reviewing and approving marketing communications, providing regulatory advice, supporting product launches, and delivering training on marketing regulations. The officer will also develop compliance frameworks, monitor activities, and assist with regulatory change initiatives.

Responsibilities

Review and approve marketing communications for compliance
Provide regulatory advice on cross‑border marketing and distribution
Develop and enhance compliance frameworks, policies and controls

Skills

Qualifications

Bachelor's degree in Law, Business, Finance, Economics, or related discipline

About Neuberger Berman

nb.com

Headquarters

New York, New York, United States

Company Size

1001-5000 employees

Founded

1939

View Profile

Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.