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Compliance Officer at CXG - ApplyBlast

Compliance Officer

CXG

1 year ago

4.1 on Glassdoor

Remote

Full Time

Medior

0 applicants

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About this role

The Compliance Officer will provide regulatory compliance services to client broker-dealers, establishing processes and ensuring adherence to FINRA, SEC, state, and federal regulations. The role reports to the Director of Growth and Operations and offers a fully remote work environment with flexible schedules and competitive compensation.

Responsibilities

Provide regulatory compliance services to client broker-dealers
Establish and document compliance processes
Report to the Director of Growth and Operations

Skills

Qualifications

FINRA Series 7FINRA Series 24

About CXG

cxg.com

Headquarters

Dubai, Dubai, United Arab Emirates

Company Size

201-500 employees

Founded

2006

View Profile

CXG is a leading customer experience agency and consulting partner focused on luxury brands. The company helps elevate brand experiences through insights, training, and advisory services. Its offerings center on CX strategy, journey insights, and transformation initiatives tailored to the luxury sector. By blending research-driven insights with practical training and consulting, CXG helps luxury brands differentiate through exceptional customer experiences.