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© All Rights Reserved. ApplyBlast.com
CITIC Securities Brokerage (HK) Limited
The Compliance Officer supports the Singapore Compliance team in managing financial crime prevention across multiple licensed entities and business lines, including institutional equities, investment banking, and asset management. The role involves overseeing AML/CFT risk management, conducting enterprise-wide risk assessments, and ensuring adherence to regulatory requirements and internal policies. The incumbent will also provide compliance advice, manage audits, and deliver training to staff on financial crime prevention.
CITIC Securities Brokerage (HK) Limited (中信証券經紀（香港）有限公司) is a Hong Kong-based financial services firm providing securities and futures brokerage, wealth management, and investment solutions. The firm offers online trading platforms, Hong Kong and international futures, IPO subscriptions, and wealth management services including the Greater Bay Area Cross-boundary Wealth Management Connect. It operates as part of the CITIC Securities group.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for CITIC Securities Brokerage (HK) Limited.
CITIC Securities Brokerage (HK) Limited didn’t post a salary, so this is our estimate from similar listings.