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© All Rights Reserved. ApplyBlast.com
Thornburg Investment Management
The Compliance Officer supports Thornburg’s compliance program by reviewing and overseeing marketing and advertising materials for regulatory compliance, particularly under the SEC Marketing Rule. The role provides guidance on cross-border marketing, supports policy testing and employee training, and conducts regulatory research. Upon obtaining the FINRA Series 24 license, responsibilities expand to include registered fund and other fund products.
Active, high‑conviction income and global equity specialists using fundamental research since 1982—independent, client‑first, and focused on long‑term results.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Thornburg Investment Management.
Thornburg Investment Management didn’t post a salary, so this is our estimate from similar listings.