Compliance Operations Officer
capital.com(29 days ago)
About this role
This role supports Capital.com's regulated expansion in Australia by ensuring the business remains aligned with AFSL, ASIC and AML/CTF requirements. The position acts as the operational bridge between front-line teams and regulators, helping to make compliance a strategic advantage for the firm's OTC-derivatives offering. The role involves ownership of compliance frameworks, registers and reporting to senior governance bodies. It sits within a fast-moving trading environment focused on digital assets and derivatives.
Required Skills
- Regulatory Advisory
- KYC AML
- Client Onboarding
- Policy Governance
- Regulatory Engagement
- Controls Testing
- Risk Assessment
- Internal Audit
- Compliance Monitoring
- Incident Management
+5 more
Qualifications
- Bachelor’s Degree in Finance
- Bachelor’s Degree in Law
About capital.com
capital.comCapital.com is a fintech trading platform that enables retail and institutional clients to trade a wide range of instruments—stocks, ETFs, forex, indices, commodities and cryptocurrencies—via CFDs and supported underlying markets. It provides web and mobile apps with advanced charting, real‑time market data, AI-driven insights and risk‑management tools alongside commission‑free pricing and competitive spreads. Regulated across multiple jurisdictions (including the UK, EU and Australia), Capital.com also emphasizes trader education and analytics to make markets more accessible to a global user base.