Compliance Ops Associate - FINRA Series 24

Hennion & Walsh, Inc.(8 days ago)

Parsippany, NJOnsiteFull TimeMedior$50,000 - $75,000Compliance

About this role

Hennion & Walsh is looking for a Compliance Ops Associate to support their compliance program and improve operational processes. The role involves overseeing workflow, trade settlement issues, and regulatory inquiries, working closely with the compliance team to ensure adherence to financial regulations.

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Required Skills

FINRA
SEC
Compliance
Trade Settlement
Process Improvement
Regulatory Reporting
Trade Reporting
Workflow Management

Qualifications

FINRA Series 7
FINRA Series 24

About Hennion & Walsh, Inc.

hennionandwalshcareers.com

Hennion & Walsh is a real estate services firm that specializes in multifamily investment sales, asset advisory, and capital markets solutions for owners, investors, and developers. The company combines market research, deal execution, and asset-management expertise to help clients buy, sell, and optimize apartment and residential investment properties. Hennion & Walsh emphasizes a collaborative culture built on integrity and shared values, and recruits professionals who deliver client-focused, data-driven results.

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