Vanguard Australia
This role develops and maintains an effective compliance program for advice business activities, ensuring adherence to regulatory requirements. The position involves leading support for regulatory visits, exams, and complex investigations while identifying corrective actions for problematic issues. The individual serves as a key resource for compliance programs and evaluates the operational efficiency of these initiatives.
Headquarters
Melbourne, Victoria, Australia
Company Size
501-1000 employees
Founded
1996
Our managed funds, ETFs, super and pension accounts, and valuable insights to help make investment simple for investors and financial advisers.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Vanguard Australia.
Vanguard Australia didn’t post a salary, so this is our estimate from similar listings.