Nomura
This role involves reviewing marketing materials and client communications to ensure compliance with FCA requirements and local regulatory standards across UK, EU, Africa, and Middle East markets. The position provides regulatory guidance to Distribution colleagues and compliance teams, maintaining accurate records of reviews and approvals while supporting process improvements. The role requires strong attention to detail and the ability to explain regulatory requirements clearly to non-compliance colleagues.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Nomura.
Nomura didn’t post a salary, so this is our estimate from similar listings.
41% below the average for this role