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© All Rights Reserved. ApplyBlast.com
Ritholtz Wealth Management
Ritholtz Wealth Management is seeking a Compliance Specialist to oversee high‑volume marketing and vendor due‑diligence reviews, administer AI governance, support books‑and‑records compliance, and execute ongoing monitoring and testing programs. The role involves reviewing investor‑facing content, providing regulatory guidance, and collaborating with senior management on compliance initiatives.
Ritholtz Wealth Management is a New York-based registered investment advisory firm offering comprehensive, personalized wealth management services including financial planning, tax planning, estate planning, insurance, and family office solutions. The firm takes a tailored, tiered approach to client wealth across all asset levels, from essential guidance to multi-family office services. Ritholtz is also known for its thought leadership through 'The Compound,' a media platform where its team of advisors and authors educates investors on markets, retirement, and financial strategy.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Ritholtz Wealth Management.
17% above the average for this role
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