district partners
The Compliance Specialist supports the Chief Compliance Officer and the compliance team in maintaining a comprehensive compliance program for a national RIA firm. The role involves monitoring employee trading, reviewing compliance reports, and conducting surveillance and forensic testing to ensure regulatory adherence. This position also requires administering compliance platforms, providing training, and collaborating with various departments to implement policy updates and process improvements.
Headquarters
Washington, District Of Columbia, United States
Company Size
11-50 employees
Founded
2019
District Partners is an independent, partner-led executive search and talent solutions firm specializing in accounting, finance, and technology roles across the United States. The firm offers a range of services including executive search, professional search, interim leadership, fractional leadership, and project-based expertise to help organizations navigate growth, transformation, and critical hiring needs. Their consultative approach is designed to serve as a talent infrastructure partner, adapting to clients' evolving needs from the boardroom down.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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