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© All Rights Reserved. ApplyBlast.com
Connor, Clark & Lunn Private Capital Ltd.
The Compliance Specialist supports the Private Capital Compliance team by managing compliance-related projects, policy documentation, and regulatory filings. This role serves as a key resource for Wealth Advisors, Associates, and regulators, ensuring adherence to industry standards and internal guidelines. The position involves conducting compliance reviews, delivering training, and leveraging automation tools to enhance processes.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Connor, Clark & Lunn Private Capital Ltd..