ApplyBlast uses AI to match you with the right jobs, tailor your resume and cover letter, and apply automatically so you can land your dream job faster.
© All Rights Reserved. ApplyBlast.com
ApplyBlast uses AI to match you with the right jobs, tailor your resume and cover letter, and apply automatically so you can land your dream job faster.
© All Rights Reserved. ApplyBlast.com
ACA Group
The Consultant (MS), Code of Ethics (COE) role supports supervisors and client teams in delivering Code of Ethics offerings, including personal trading surveillance, employee certifications, and compliance monitoring. The position involves managing compliance programs, reviewing regulatory risks, and providing guidance on employee conduct and policy adherence. Consultants serve as subject matter experts, mentoring team members and contributing to business development and thought leadership initiatives.
Headquarters
New York, New York, United States
Company Size
1001-5000 employees
Founded
2002
ACA Group is a specialist risk, compliance and technology firm serving financial services firms. They deliver scalable governance, risk and compliance (GRC) solutions and technology-enabled services to help organizations manage regulatory change and operational risk. Combining advisory, managed services and platform support, ACA helps banks, asset managers, insurers and fintechs strengthen controls, meet regulatory obligations, and improve business resilience. Their focus is on practical, scalable programs that give clients greater confidence and peace of mind.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for ACA Group.
ACA Group didn’t post a salary, so this is our estimate from similar listings.
39% below the average for this role
Compliance Analyst, Code of Ethics Managed Services
Foreside Fit
AVP Corporate Compliance (Code of Ethics & Political Contributions)
Ares Management
Compliance Surveillance Analyst
biztekpeople
Senior Compliance Officer, Trade Surveillance
Deutsche Bank
Process Associate
Guidehouse
Control Room and Registration Compliance Analyst
BBVA