Innocap

Deputy Chief Compliance Officer

Innocap

9 days ago
New York, NY
Onsite
Full Time
Senior
0 applicants
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Innocap
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About this role

A Deputy Chief Compliance Officer at Innocap oversees regulatory compliance for investment funds and managed accounts, providing legal guidance on U.S. financial regulations and managing compliance programs across the firm.

Skills

Qualifications

Juris Doctor (JD) from an accredited law schoolPrevious in-house experience at a financial services firm or investment management firmPrevious experience in an in-house or outsourced compliance functionMinimum of 5 years of legal experience within the investment management/financial services industryExtensive knowledge of U.S. securities laws and compliance requirements as applicable to private funds and managed accounts
Innocap

About Innocap

innocap.com

N/A

About Innocap

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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