Director, Asset Management Compliance Programs and Sub-Adviser Oversight
Fidelity(1 month ago)
About this role
A Director in Asset Management Compliance supporting the development and governance of compliance programs for Fidelity’s asset management business, including oversight of board-approved sub-advisers. The role interfaces with compliance leadership and fund boards and contributes to assessing regulatory and business changes to inform program enhancements.
Required Skills
- Compliance Oversight
- Regulatory Knowledge
- Program Management
- Project Management
- Risk Management
- Communication
- Organization
- Critical Thinking
- Stakeholder Management
- Reporting
+2 more
Qualifications
- Bachelor's Degree
About Fidelity
fidelity.comFidelity Investments is a leading financial services company that specializes in helping individuals and businesses achieve their financial goals through a wide range of products and services. These offerings include brokerage, retirement planning, investment management, and wealth management, as well as tools for saving and spending efficiently. With a focus on customer support and financial guidance, Fidelity aims to empower its clients to make informed financial decisions to secure their futures. The company is known for its robust online trading platforms and comprehensive financial planning resources.
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