Director, Compliance – Head of US Surveillance Initiatives and Portfolio Management, TD Securities (US)
TD Bank Group
About this role
A Director of Compliance oversees the Global Compliance Surveillance Department, ensuring regulatory compliance across TDS through robust surveillance programs, regulatory responses, and strategic initiatives. The role involves leading projects, managing risks, and fostering a strong compliance culture.
Skills
Qualifications
About TD Bank Group
td.comExplore TD's online banking services, credit cards, checking accounts, savings accounts, loans and more financial products for you and your business.
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About TD Bank Group
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for TD Bank Group.
Salary
$185k – $225k
per year