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Director, Controls Management - Self Directed at Vanguard - ApplyBlast

Director, Controls Management - Self Directed

Vanguard

7 months ago

3.7 on Glassdoor

Malvern, PA

Hybrid

Full Time

Senior

0 applicants

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About this role

A Senior Risk and Control Leader at Vanguard leads the design and execution of a comprehensive risk and control function for the Personal Wealth - Self Directed subdivision. The role involves strategic oversight of risk management, control assurance, and alignment with enterprise risk appetite and regulatory expectations.

Skills

Qualifications

Undergraduate degree or equivalent combination of training and experienceGraduate degree preferredFINRA SIE, Series 7, 63, and 24 are preferredExperience with GRC platforms (e.g., Archer) is a plus