Vanguard

Director, Controls Management - Self Directed

Vanguard

6 days ago
Malvern, PA
Hybrid
Full Time
Senior
0 applicants
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Vanguard
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About this role

A Senior Risk and Control Leader at Vanguard leads the design and execution of a comprehensive risk and control function for the Personal Wealth - Self Directed subdivision. The role involves strategic oversight of risk management, control assurance, and alignment with enterprise risk appetite and regulatory expectations.

Skills

Qualifications

Undergraduate degree or equivalent combination of training and experienceGraduate degree preferredFINRA SIE, Series 7, 63, and 24 are preferredExperience with GRC platforms (e.g., Archer) is a plus
Vanguard

About Vanguard

vanguardjobs.com

Vanguard is an investment management company offering mutual funds, ETFs, brokerage, retirement, and advisory services.

About Vanguard

Headquarters

San Francisco, CA

Company Size

201-500 employees

Founded

2018

Industry

Technology

Glassdoor Rating

4.2 / 5

Leadership Team

Sarah Johnson

Chief Executive Officer

Michael Chen

Chief Technology Officer

Emily Williams

VP of Engineering

David Rodriguez

VP of Product

Jessica Thompson

Chief Financial Officer

Andrew Park

VP of Sales

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