AssetMark
The Director, Corporate Compliance supports the firm's compliance program by managing responsibilities for new product initiatives, marketing programs, and strategic growth efforts. This role involves providing guidance on regulatory risk, performance requirements, and marketing compliance, while leading special projects and ensuring adherence to internal policies and regulations. The position reports directly to the VP, Corporate Compliance and collaborates with senior business leaders, legal, and compliance teams.
Headquarters
Concord, California, United States
Company Size
501-1000 employees
Founded
1996
We empower financial advisors to create meaningful impact in the lives of their clients.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for AssetMark.
25% below the average for this role
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2 weeks ago