Director of Compliance

Alpaca (9 days ago)

RemoteFull TimeSenior$120,000 - $150,000Legal and Compliance

About this role

Alpaca is a rapidly growing financial services company specializing in brokerage infrastructure and APIs, committed to opening financial services to everyone. They value a diverse, globally distributed team that collaborates to enhance their open-source, developer-friendly platform and comply with regulations.

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Required Skills

FINRA
SEC
Compliance Software
Regulatory Documentation
Licensing
Legal
Risk Management
Financial Regulations
Policies
Product Governance

Qualifications

Bachelor's degree in Finance, Business, Law

About Alpaca

alpaca.markets

Alpaca is a developer-first brokerage platform that provides APIs and tools to build, automate, and embed investing and algorithmic trading for stocks, options, and crypto. It offers REST and streaming market data, trade execution, paper trading, and broker services (including omnibus/sub-accounting features) for managing client accounts. Developers and businesses use Alpaca’s clean APIs, SDKs, and webhooks to integrate trading into apps, run automated strategies, and manage portfolios programmatically. The platform focuses on programmability, low-latency execution, and infrastructure for both retail and institutional use.

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