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Director-PM Compliance at BMO - ApplyBlast

Director-PM Compliance

BMO

4 days ago

3.6 on Glassdoor

Toronto, Ontario, Canada

Onsite

Full Time

Director

0 applicants

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About this role

The Chief Compliance Officer for BMO Private Investment Counsel Inc. provides compliance leadership and oversight for the firm's operations as a registered Portfolio Manager, Investment Fund Manager, and Exempt Market Dealer. This role involves leading the second-line compliance program, managing regulatory risks, and ensuring adherence to Canadian securities laws and regulations. The position also supports broader compliance priorities and initiatives across Private Wealth Canada.

Responsibilities

Lead and oversee BPIC's second-line compliance program and regulatory compliance risks
Fulfill CCO responsibilities under NI 31-103 and other applicable securities laws
Oversee compliance with regulatory requirements for investment fund management activities

Skills

About BMO

bmo.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

Founded

1817

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BMO offers a wide range of personal and business banking services, including checking & savings accounts, loans, lines of credit, credit cards and more.