Director/ Senior Director, Trading Practices Compliance

Barings Australia Holding Company Pty Ltd(2 months ago)

London, United KingdomOnsiteFull TimeDirector$154,632 - $206,705 (estimated)Compliance

About this role

Barings is hiring a Director/Senior Director to lead its Trading Practices Compliance function in London. The role serves as a highly visible compliance partner to trading and investment teams, focused on monitoring trading activity and safeguarding the firm against regulatory and reputational risk across public and private markets. The position operates within a global, matrixed investment management organization and engages with internal and external stakeholders as needed.

View Original Listing

Required Skills

Trade Surveillance
Trading Compliance
Best Execution
Fair Allocation
Market Abuse
Conflict Management
Policy Writing
Compliance Training
Regulatory Reporting
Stakeholder Management

+11 more

About Barings Australia Holding Company Pty Ltd

barings.com

Barings is a global asset management firm focused on delivering excess returns across public and private markets, with expertise in fixed income, real assets, and capital solutions. The firm aims to provide innovative investment strategies for institutional and retail clients around the world. With a commitment to rigorous research and a deep understanding of markets, Barings is dedicated to helping clients reach their financial goals through tailored investment solutions.

View more jobs at Barings Australia Holding Company Pty Ltd →