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Director - Supervisory Analyst, Research at TD Bank - ApplyBlast

Director - Supervisory Analyst, Research

TD Bank

3 months ago

Singapore, Singapore

Onsite

Full Time

Senior

0 applicants

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About this role

A Supervisory Analyst at TD Securities reviews all public-facing research products to ensure compliance with FINRA, CIRO, and jurisdictional regulations. The role involves editing reports, validating financial figures, and liaising with analysts to maintain clear, fair, and accurate investment content before public release. Candidates must hold a FINRA Series 16 license and commit to specific early morning working hours.

Responsibilities

Review and edit public research reports for regulatory compliance
Validate financial figures and investment theses in equity reports
Liaise with analysts to resolve regulatory and logical inconsistencies
Ensure timely release of research adhering to company policies
Confirm proper disclosures and attribution in all published materials

Skills

Qualifications

FINRA Series 16 LicenseCIRO-recognized proficiency

About TD Bank

td.com

Headquarters

Toronto, Ontario, Canada

Company Size

10001+ employees

Founded

2007

View Profile

TD Bank is a U.S.-based retail and commercial bank offering a wide range of personal and business financial products, including checking and savings accounts, credit cards, personal loans, mortgages, and home equity options. The bank provides online and mobile banking services as well as in-store appointments with banking specialists. TD Bank is FDIC-insured and operates as the U.S. subsidiary of Toronto-Dominion Bank (TD Bank Group).