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Director, Transparency Services — OTC Equities at FINRA - ApplyBlast

Director, Transparency Services — OTC Equities

FINRA

2 months ago

3.8 on Glassdoor

Boston, Massachusetts, United States

Hybrid

Full Time

Director

0 applicants

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About this role

The Director of Transparency Services – OTC Equities leads FINRA's OTC equity products and facilities, overseeing P&L, market strategy, product development, and real‑time market oversight. The role engages with trading firms, ATSs, technology providers, and regulators while managing cross‑functional teams and external stakeholder relationships to shape market structure and protect investors.

Responsibilities

Own P&L and business operations for OTC Equity products
Lead real-time market oversight including market halts and corporate actions
Engage with external stakeholders and drive product strategy

Skills

Qualifications

Bachelor's degree in Finance, Business, EconomicsMBAJD

About FINRA

finra.org

Headquarters

Washington, District Of Columbia, United States

Company Size

1001-5000 employees

Founded

2007

View Profile

FINRA, the Financial Industry Regulatory Authority, is a nonprofit self-regulatory organization that oversees U.S. broker-dealers and securities markets. It works to protect investors and maintain market integrity through regulation, enforcement, licensing, arbitration and mediation services, and market surveillance. FINRA operates in the financial services and securities regulation industry.