Executive Assistant and Compliance Regulatory Analyst

Janney Montgomery Scott LLC

1 month ago

United States of America

Onsite

Full Time

Senior

0 applicants

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About this role

The Executive Assistant and Compliance Regulatory Analyst provides administrative support, manages regulatory inquiries, and coordinates legal and compliance activities within the organization. The role involves handling special projects, maintaining communication with internal and external stakeholders, and ensuring smooth departmental operations.

Skills

About Janney Montgomery Scott LLC

janney.com

Janney Montgomery Scott LLC (Janney) is a full-service wealth management and financial services firm that provides financial planning, investment advisory, brokerage, retirement plan, and trust services to individuals, families, and institutions. The firm delivers personalized advice through a nationwide network of financial advisors, backed by in-house equity research, portfolio management, and capital markets expertise. Janney also supports institutional clients with fixed income and equity trading, corporate finance, and underwriting. With a long-standing presence in the U.S. market, the firm emphasizes research-driven, long-term investment strategies and holistic financial planning.