Field Supervision Manager
Raymond James
About this role
The FSM/DSM oversees supervisory and risk functions within the firm, ensuring compliance with policies, laws, and regulations. They partner with management and advisors to address business needs, risks, and compliance issues while promoting a compliant and risk-aware environment.
Skills
Qualifications
Bachelor’s degree in related fieldSix years of supervisory experience in financial servicesSeries 7, 9, 10, 66 licenses
About Raymond James
rjcapitalmarkets.comN/A
Recent company news
About Raymond James
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Leadership Team
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
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View leadership team, funding history,
and employee contacts for Raymond James.
Salary
$100k – $112k
per year