Office of Financial Regulation
The Office of Financial Regulation seeks a Financial Control Analyst to conduct complex financial examinations and investigations of securities dealers, investment advisers, and broker-dealers. This role involves evaluating business records for regulatory compliance, preparing detailed examination reports, and providing testimony during enforcement proceedings. The position requires a high level of expertise in financial industry practices and applicable statutes.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Office of Financial Regulation.