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FINRA Licensing & Registration Specialist at KeyBank - ApplyBlast

FINRA Licensing & Registration Specialist

KeyBank

2 months ago

3.6 on Glassdoor

Brooklyn, Ohio, United States

Onsite

Full Time

Junior

0 applicants

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About this role

The role supports the Compliance Department by handling day-to-day processing of securities registrations and insurance licensing/appointments for Key Investment Services LLC and KeyCorp Insurance Agency USA. Responsibilities include maintaining databases, providing timely responses to licensing issues, generating reports, and assisting with training and special projects.

Responsibilities

Process and maintain securities registrations and insurance licenses
Maintain database systems for registration and licensing reporting
Provide timely support and reports to sales force and management

Skills

About KeyBank

key.com

Headquarters

Cleveland, Ohio, United States

Company Size

10001+ employees

Founded

1849

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