Quilter Cheviot
As a Firm Compliance Partner within Quilter Financial Planning, you will provide regulatory oversight for a varied portfolio of appointed representative firms, primarily through remote supervision. The role involves taking end-to-end ownership of firms, building effective relationships with principals, and conducting attestation reviews and governance assessments to ensure compliance and improve customer outcomes. You will also support the pre-vetting of new firms and escalate material concerns as needed.
Headquarters
London, England, United Kingdom
Company Size
501-1000 employees
Founded
1771
Quilter Cheviot have been helping clients to help grow and preserve their wealth for over 250 years. Discover more about who we are and the services we offer.
Headquarters
San Francisco, CA
Company Size
201-500 employees
Founded
2018
Industry
Technology
Glassdoor Rating
4.2 / 5
Sarah Johnson
Chief Executive Officer
Michael Chen
Chief Technology Officer
Emily Williams
VP of Engineering
David Rodriguez
VP of Product
Jessica Thompson
Chief Financial Officer
Andrew Park
VP of Sales
View leadership team, funding history,
and employee contacts for Quilter Cheviot.