Fixed Income Compliance Officer
670 TP ICAP Americas Holdings Inc.(12 days ago)
About this role
TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory and compliance support for its fixed income trading and operations. The role involves drafting compliance documentation, conducting surveillance reviews, managing regulatory inquiries, and supporting compliance projects.
Required Skills
- RegulatoryCompliance
- Surveillance
- TradeReporting
- RiskManagement
- FinancialMarkets
- LegalCommunication
- TradeRules
- ComplianceManuals
- DataAnalysis
- FixedIncome
Qualifications
- College Degree
- Series 7
About 670 TP ICAP Americas Holdings Inc.
tpicap.comN/A
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